FDA Breakthrough Device Designation: Accelerating Innovation in Medical Technology

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The medical device industry is constantly evolving, with transformative technologies on the horizon. However, market entry can be lengthy and complex. The FDA's Breakthrough Devices Program offers a faster pathway for genuinely innovative devices that address critical unmet medical needs.

What Is Breakthrough Device Designation?

Established under the 21st Century Cures Act and codified in section 515B of the FD&C Act, the Breakthrough Devices Program is a voluntary pathway for select medical devices and device-led combination products. It applies to devices seeking PMA, 510(k), or De Novo marketing authorization and is intended to speed development, assessment, and review while ensuring safety and effectiveness [1].

Eligibility Criteria

To qualify for Breakthrough Device designation, a device must satisfy:

First Criterion

  • Whether a Device Provides for “More Effective” Treatment or Diagnosis

  • Whether a Disease or Condition is “Life-Threatening”

  • Whether a Disease or Condition is “Irreversibly Debilitating”

Second Criterion

  • Device Represents Breakthrough Technology

  • No Approved or Cleared Alternatives Exist

  • Device Offers Significant Advantages over Existing Approved or Cleared Alternatives

  • Device Availability is in the Best Interest of Patients

The FDA also considers whether technologies may help address health and healthcare disparities and promote health equity. Additionally, certain non-addictive medical products for the treatment of pain or addiction may qualify, per the SUPPORT Act amendments.

Key Benefits of Designation

  • Expedited Review

    • Priority review at pre-submission and marketing stages

    • Enhanced developer-FDA communication and feedback loops

    • Senior leadership engagement within FDA review teams

  • FDA Collaboration

    • Interactive, frequent discussions on study design

    • Potential for innovative clinical trial approaches, adaptive endpoints, and flexible data strategies, including postmarket data use where appropriate

  • Market and Strategic Advantage

    • Earlier patient access and competitive differentiation

    • Enhanced investor appeal

    • Favorable perception among payers and reimbursement entities

Application Process Overview

Preparation Phase

Compile:

  • Device description and intended use

  • Preliminary clinical or analytical evidence demonstrating breakthrough potential

  • Unmet need justification and alignment with FDA criteria

Submission Requirements

  • Detailed device description

  • Indications for Use

  • Regulatory History

  • Justification of which criterion is met

  • Development plan and regulatory strategy

FDA Review Timeline

  • FDA aims to respond within 60 calendar days

  • Classification: completeness check, criteria assessment, feedback requests, and decision issuance

Post-Designation Expectations

Ongoing Communication

  • Schedule frequent Q-Submission (Q-Sub) or pre-submission meetings

  • Provide periodic updates as clinical evidence accumulates

  • Adhere to agreed development milestones and timelines

Compliance and Quality Systems

  • Maintain a robust quality management system (QMS) and documentation

  • Track and document all FDA interactions

  • Report significant changes, adverse events, or emerging safety issues promptly

Illustrative Examples

Devices that have benefited from designation include:

  • AI-powered diagnostic tools, such as systems detecting diabetic retinopathy, breast cancer, or cardiovascular conditions, are demonstrating improved accuracy, earlier detection, or broader access

  • Innovative cardiac devices, including minimally invasive valve replacement systems, advanced monitoring tools, and arrhythmia treatment devices

  • Targeted cancer technologies, such as precision imaging, delivery systems, and planning tools that facilitate earlier or more personalized interventions

(Note: specific device examples are illustrative; publicly available case studies exist.)

Strategic Considerations

Is Breakthrough Designation Right for Your Device?

  • Does your device truly target an unmet need in a serious disease area?

  • Is there sufficient preliminary evidence to support a breakthrough designation?

  • Is your team ready for intensive FDA interaction?

  • Will the designation realistically shorten your overall path to market?

Preparation Strategies

  • Begin planning early

  • Design clinical protocols with breakthrough criteria in mind

  • Engage with FDA reviewers early via Q-Subs

  • Consider statistical and regulatory consultants experienced in the Breakthrough pathway

Future Trends

The FDA continues to refine program policies, with emphasis on:

  • Digital health and software-based medical devices

  • Devices tailored for precision or personalized medicine

  • Innovations addressing health equity and rare diseases

  • Streamlining eligibility and feedback processes [1]

Conclusion

The FDA Breakthrough Devices Program remains a powerful tool for accelerating the path to market for truly transformative medical devices. By offering expedited review and deeper FDA collaboration—while maintaining high standards for safety and effectiveness—designated devices have the potential to reach patients faster and with greater impact. Careful planning, strong preliminary evidence, and strategic FDA engagement are key to leveraging the program effectively.

Footnotes:

[1] FDA Guidance: Breakthrough Devices Program (Sept 2023): https://www.fda.gov/media/162413/download

[2] Report to Congress BREAKTHROUGH DEVICES PROGRAM: https://www.fda.gov/media/124747/download

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